A legal blog on private funds, startups, and venture capital.
A legal blog on private funds, startups, and venture capital.
Tag Securities

The New Integration Framework under the Securities Act Gives Companies Raising Capital More Options

Can Initial Coin Offerings Be Regulated As Securities? The SEC Says Yes.
Thoughts on the Final Crowdfunding Regulations
In October, the SEC finally completed its implementing regulations to Title III of the JOBS Act, more commonly known as the “crowdfunding” exemption. The 600-page release can be found here. I’m not going to bother summarizing these regulations, as so…
The Dangers of Using Unregistered Brokers and Finders
As I’ve written before on this blog, business owners need to be careful about hiring unregistered brokers and finders for capital raises. This rule applies to some M&A events as well. I was recently interviewed by The Ambulatory M&A Advisor,…
Frequently Asked Questions about Regulation A+
Back in March, I wrote about proposed revisions to Regulation A, commonly known as “Regulation A+”, which were designed to implement Section 401 of the Jumpstart Our Business Startups Act (JOBS Act). Since then, the SEC issued its final rule,…